Securities lawyers specialize in the laws governing the issuance, purchase, and sale of securities. They advise clients on compliance with the Securities and Exchange Commission (SEC) regulations, which are designed to protect investors and ensure the integrity of the securities markets. Insider trading laws are a key part of SEC regulations, and they prohibit the trading of securities based on material, nonpublic information.
Securities lawyers play an important role in the financial markets, ensuring that companies comply with SEC regulations and that investors are protected from fraud. They also help companies raise capital by issuing securities, and they provide advice on mergers and acquisitions. Insider trading laws are essential for maintaining the integrity of the securities markets and protecting investors from unfair trading practices.